Aron Patrick Frank
Investment Adviser Representative at Gambit Capital Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Aron Patrick Frank is an investment adviser representative with Gambit Capital Management, LLC in Beaver Dam, WI, where they have been registered since 2023. They have worked in the securities industry since 2022 and were previously registered with Woodbury Financial Services, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota, South Dakota, Tennessee, and Texas.
Registrations & licenses
- Investment adviser:
- Minnesota, South Dakota, Tennessee, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameriprise Financial Services, LLCMay 2019 – Jun 2020Fond du Lac, WI
- Ameriprise Financial Services, LLCJun 2020 – May 2021Fond du Lac, WI
- Menasha Packaging CompanyApr 2018 – May 2019Neenah, WI
- Full-time EducationSep 2016 – May 2020Oshkosh, WI
- Woodbury Financial ServicesJun 2021 – Nov 2022Brookfield, WI
- Woodbury Financial Services IncJan 2022 – Dec 2022Brookfield, WI
- Gambit Capital Management, LLCMar 2023 – no end date reportedFranklin, TN
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Gambit Capital Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $750,000
- Estimated blended rate
- 0.01
- First $3,000,0001.00%
- Over $3,000,0000.25%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Beaver Dam, WI
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aron Patrick Frank has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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