AdFi
AH

Arthur Herbert McGonigal Jr

Investment Adviser Representative at OSAIC WEALTH, INC.

Vienna, VACRD #1210503Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
39 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Arthur Herbert Mcgonigal has worked in the securities industry since 1984. They are registered to provide investment advisory services in 39 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 39 states
AlabamaAlaskaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIllinoisIndianaKansasKentuckyMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaTennesseeTexasVermontVirginiaWashingtonWest VirginiaWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/2/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 1/27/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/9/1998
Series 62
Corporate Securities Limited Representative Examination
Passed 7/7/1988
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/24/1984
Series 22
Direct Participation Programs Representative Examination
Passed 1/27/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
1/24/2025Vienna, VA
OSAIC WEALTH, INC.Current
1/24/2025Leesburg, VA
OSAIC FA, INC.
5/9/20001/24/2025Vienna, VA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Arthur Herbert McGonigal Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Arthur Herbert McGonigal Jr - Financial Advisor in Vienna, VA | AdvisorFinder