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Arthur Victor Shaw

Investment Adviser Representative at 3 FACTOR INDEXING, LLC

Woodside, CACRD #2231047Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Arthur Victor Shaw has worked in the securities industry since 2016. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/22/2016
Series 7
General Securities Representative Examination
Passed 4/4/1996
Series 24
General Securities Principal Examination
Passed 10/2/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.005
Asset tierAnnual rate
First $3 million0.50%
Above $3 million0.35%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

3 Factor Indexing, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

3 FACTOR INDEXING, LLCCurrent
12/22/2016 – Woodside, CA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at 3 FACTOR INDEXING, LLC

1 other advisor in the directory

Robert Paul Sawyer
Investment Adviser Representative
Investment Adviser Rep
View 3 FACTOR INDEXING, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Arthur Victor Shaw has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.