AdFi
3F

3 FACTOR INDEXING, LLC

SEC Registered

Better Risk Adjusted Overall Returns

, https://3factorindexing.com650-387-0055
Assets Under Management
$100M–$500M
Employees
4
Office Locations
1 office
Total Accounts
174

About the firm

3Factor applies a disciplined investing approach to grow client wealth. Their approach relies on passive investing through indexing, thoughtful personal guidance from years of managing High Net-Worth family portfolios, and relentless attention to taxes through a world-class tax optimization platform.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net Worth

Areas of expertise

Passive InvestingIndexingTax OptimizationHigh Net-worthPortfolio ManagementLow Fees

Services

Passive investing through indexing, personal guidance for portfolio management, and tax optimization, delivered at low fees.

Who they serve

High Net-Worth families

Client segmentClientsAssets managed
Individuals (Non-HNW)8$3.5M
High Net Worth Individuals40$190M

0 total clients reported on Form ADV.

Leadership

Robert A. Luxenberg
CTO
Robert Paul Sawyer
CCO
Edward Michael Rodden
CEO

Office locations

1 office in 1 states
HQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#160356
SEC Number
801-110926
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $500,000 (waivable)
Asset tierAnnual rate
First $3 million0.50%
Above $3 million0.35%

Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. 3 FACTOR INDEXING, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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