Arti Srivastava
Investment Adviser Representative at Unique Wealth Strategies
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
arti srivastava is an investment adviser representative with Unique Wealth Strategies in Hillsborough, CA, where they have been registered since 2023. They have worked in the securities industry since 2022 and were previously registered with J.p. Morgan Securities LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Allstate Insurance Co-Michael Glazer AgencyNov 2015 – Jan 2018San Mateo, CA
- JP Morgan Chase Bank N.A.Dec 2019 – Aug 2023Redwood City, CA
- J.P. Morgan Securities LLCDec 2019 – Aug 2023Redwood City, CA
- Bank Of AmericaAug 2018 – Jun 2019San Mateo, CA
- Allstate Financial Services LLCMar 2017 – Feb 2018San Mateo, CA
- Allstate Agency-Matt SchlicoffMar 2018 – Jul 2018Hillsborough, CA
- UnemployedJul 2019 – Nov 2019Hillsborough, CA
- Unique Wealth Strategies, LLC.Sep 2023 – no end date reportedBurr Ridge, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Unique Wealth Strategies
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Burr Ridge, IL
- SEC file number:
- 801-127067
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 3, 2026
View full firm profileOther advisors at Unique Wealth Strategies
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Arti Srivastava has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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