Ashleigh Marie Frohberg
Investment Adviser Representative at Advice AND Planning Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ashleigh Marie Frohberg is an investment adviser representative with Advice and Planning Services in Plano, TX, where they have been registered since 2022, the year they entered the securities industry. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
27 states and territories
Alabama, Arizona, Arkansas, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Mississippi, New Hampshire, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, Rhode Island, Tennessee, Texas, Vermont, Virginia, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TIAA-CREF Individual & Institutional Services, LLCJul 2022 – no end date reportedFrisco, TX
- TIAAJul 2022 – no end date reportedFrisco, TX
- Middletown High SchoolSep 2015 – Jun 2018Middletown, NY
- State University of New York (SUNY) OswegoAug 2018 – May 2019Oswego, NY
- State University of New York (SUNY) New PaltzAug 2019 – May 2021New Paltz, NY
- UnemployedJun 2021 – Jul 2021Blythewood, SC
- Hudson Valley Federal Credit UnionJun 2019 – Aug 2019Middletown, NY
- AllSouth Federal Credit UnionAug 2021 – Nov 2021Columbia, SC
- UnemployedDec 2021 – Feb 2022Blythewood, SC
- Associate StaffingMar 2022 – Mar 2022Charlotte, NC
- Modell's Sporting GoodsOct 2016 – Jan 2019Middletown, NY
- UnemployedApr 2022 – Jun 2022Blythewood, SC
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Advice AND Planning Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
- Firm account minimum
- $5,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,648
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-63550
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 6, 2026
View full firm profileOther advisors at Advice AND Planning Services
Showing 12 of 1,648 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ashleigh Marie Frohberg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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