Ashley E Pedersen
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ashley E. Pedersen is an investment adviser representative with Cetera Investment Advisers LLC in Roanoke, TX, where they have been registered since 2025. They have worked in the securities industry since 2008 and have been registered with 8 firms, including Avantax Advisory Services and Independent Financial Group, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
2 states and territories
New Jersey, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Chalice Capital Partners, LLCAug 2018 – Oct 2019San Diego, CA
- Chalice Wealth AdvisorsAug 2018 – Oct 2019San Diego, CA
- Mission Financial ConsultingAug 2016 – Aug 2018Roanoke, TX
- UnemployedNov 2019 – Dec 2019Roanoke, TX
- Independent Financial Group, LLCSep 2021 – Mar 2023Roanoke, TX
- WFP Tax Partners, LLCSep 2021 – no end date reportedRoanoke, TX
- Private Client Group WFP LLC DBA Wealth Financial PartnersSep 2021 – no end date reportedRoanoke, TX
- Avantax Investment Services Inc.Mar 2023 – Sep 2025Roanoke, TX
- Avantax Advisory ServicesMar 2023 – Sep 2025Roanoke, TX
- Color Street LLC DBA Nailed It By AshleyJan 2020 – no end date reportedRoanoke, TX
- Real Estate AgentJul 2025 – no end date reportedDallas, TX
- Cetera Wealth Services, LLCSep 2025 – no end date reportedRoanoke, TX
- Cetera Investment Advisers LLCSep 2025 – no end date reportedSchaumburg, IL
- Regen BioscienceSep 2025 – no end date reportedOceanside, CA
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ashley E Pedersen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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