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Audrey Elise Pred

Investment Adviser Representative at Northwestern Mutual Investment Services,llc

Golden Valley, MNCRD #7291948Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Audrey Elise Pred is an investment adviser representative with Northwestern Mutual Investment Services,llc in Golden Valley, MN, where they have been registered since 2023. They have worked in the securities industry since 2021 and have been registered with 3 firms, including J.p. Morgan Securities LLC and Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota.

Office

701 Xenia Ave S Ste 600
Golden Valley, MN 55416

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Minnesota
Broker:
1 state or territory

Minnesota

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/30/2020
Series 7
General Securities Representative Examination
Passed 11/24/2020
SIE
Securities Industry Essentials Examination
Passed 9/18/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Northwestern Mutual Investment Services,llcCurrent
7/25/2023 – Golden Valley, MN
J.p. Morgan Securities LLC
2/6/2023 – 5/1/2023Chicago, IL
Equitable Advisors, LLC
12/22/2020 – 4/20/2022Minneapolis, MN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. JPMorgan
    Apr 2022 – Apr 2023Chicago, IL
  2. Equitable Advisors
    Aug 2020 – Apr 2022Minneapolis, MN
  3. Child Care Provider
    Sep 2019 – Aug 2020Roseville, MN
  4. Student
    Sep 2018 – Sep 2019Minneapolis, MN
  5. Child Care Provider
    May 2018 – Sep 2018Eagan, MN
  6. Student
    Sep 2017 – May 2018Minneapolis, MN
  7. Five Dollar Tan
    May 2017 – Sep 2017Savage, MN
  8. Student
    Sep 2015 – May 2017Minneapolis, MN
  9. Unemployed
    May 2023 – Jun 2023Savage, MN
  10. Dustin Kindl
    Jun 2023 – Jul 2023Edina, MN
  11. United States of Aritzia Inc
    Jun 2021 – Sep 2021Bloomington, MN
  12. Dustin Kindl
    Jul 2023 – no end date reportedEdina, MN
  13. Northwestern Mutual Investment Services LLC
    Jul 2023 – no end date reportedEdina, MN
  14. Northwestern Mutual Wealth Management Company
    Aug 2023 – no end date reportedMilwaukee, WI

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Northwestern Mutual Investment Services,llc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Golden Valley, MN

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Audrey Elise Pred has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Audrey Elise Pred in Golden Valley, MN - Fees & Credentials