Audrey Fersten
Investment Adviser Representative at Forvis Mazars Wealth Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Audrey Fersten is an investment adviser representative with Forvis Mazars Wealth Advisors, LLC in Houston, TX, where they have been registered since 2021. They have worked in the securities industry since 2010 and have been registered with 4 firms, including USCA RIA LLC and Avalon Advisors LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Anti Defamation LeagueJun 2015 – May 2017Houston, TX
- US Capital AdvisorsJan 2018 – Dec 2020Houston, TX
- UnemployedJun 2017 – Jan 2018Houston, TX
- BKD Wealth AdvisorsJan 2021 – May 2022Houston, TX
- FORVIS Wealth Advisors, LLCJun 2022 – May 2024Houston, TX
- Forvis Mazars Wealth Advisors LLCJun 2024 – no end date reportedHouston, TX
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Forvis Mazars Wealth Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- At or below $2,000,0001.00%
- $2,000,001 – $5,000,0000.85%
- $5,000,001 – $10,000,0000.75%
- $10,000,001 – $15,000,0000.60%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 81
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Springfield, MO
- SEC file number:
- 801-56928
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 25, 2026
View full firm profileOther advisors at Forvis Mazars Wealth Advisors, LLC
Showing 12 of 81 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Audrey Fersten has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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