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Austin Cua

Investment Adviser Representative at POTENTIA WEALTH

San Jose, CACRD #6909514Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Austin Cua has worked in the securities industry since 2020. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/15/2020
Series 7
General Securities Representative Examination
Passed 1/22/2020
SIE
Securities Industry Essentials Examination
Passed 3/26/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Potentia Wealth Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

POTENTIA WEALTHCurrent
4/2/2024San Jose, CA
MARINER INDEPENDENT
8/18/20234/2/2024San Jose, CA
LPL FINANCIAL LLC
1/13/202110/28/2022San Jose, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at POTENTIA WEALTH

7 other advisors in the directory

View POTENTIA WEALTH firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Austin Cua has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Austin Cua - Financial Advisor in San Jose, CA | AdvisorFinder