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Austin Joseph Alejos

Investment Adviser Representative at Smith Moore & Co.

Overland Park, KSCRD #7176906Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Austin Joseph Alejos is an investment adviser representative with Smith Moore & Co. in Overland Park, KS, where they have been registered since 2019, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Kansas.

Office

40 Corporate Woods, 9401 Indian Creek Parkway Suite 1050
Overland Park, KS 66210

Advisors at this office: 5

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kansas
Broker:
1 state or territory

Kansas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/22/2019
Series 7
General Securities Representative Examination
Passed 10/24/2019
SIE
Securities Industry Essentials Examination
Passed 9/27/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Smith Moore & Co.Current
11/22/2019 – Overland Park, KS

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Drury University
    Aug 2015 – May 2019Springfield, NE
  2. Cinetopia
    May 2017 – Aug 2017Overland Park, KS
  3. Paragon Capital Management
    May 2018 – Aug 2018Overland Park, KS
  4. Smith, Moore & Co.
    Sep 2019 – no end date reportedOverland Park, KS
  5. Unemployed
    Jun 2019 – Aug 2019Overland Park, KS
  6. Green Lantern
    Jan 2017 – May 2017Overland Park, KS
  7. St. Louis Community College
    Aug 2016 – Dec 2016Kirkwood, MO
  8. Johnson County Community College
    Jan 2017 – May 2017Overland Park, KS

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Smith Moore & Co.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
44
Offices listed on AdvisorFinder:
11
Main office:
Clayton, MO
SEC file number:
801-68175

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

Other advisors at Smith Moore & Co.

Showing 12 of 44 in the directory

View Smith Moore & Co. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Austin Joseph Alejos has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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