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Austin Lyndon Garron

Investment Adviser Representative at PEAK American Investment Advisors, Inc.

Plano, TXCRD #6590087Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Austin Lyndon Garron is an investment adviser representative with PEAK American Investment Advisors, Inc. in Plano, TX, where they have been registered since 2025. They have worked in the securities industry since 2016 and have been registered with 3 firms, including Fisher Investments and Cetera Investment Advisers LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Texas.

Office

2400 Dallas Parkway, Ste 100
Plano, TX 75093

Advisors at this office: 8

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/23/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 8/18/2016
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/12/2016

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

PEAK American Investment Advisors, Inc.Current
8/15/2025 – Plano, TX
Fisher Investments
11/9/2021 – 8/19/2025Plano, TX
Cetera Investment Advisers LLC
11/3/2020 – 11/3/2021Woburn, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. NYLife Securities LLC
    Apr 2016 – May 2020Waltham, MA
  2. New York Life Insurance Company
    Dec 2015 – May 2020Waltham, MA
  3. Cetera Investment Services LLC
    May 2020 – Nov 2021St Cloud, MN
  4. Cetera Investment Advisers LLC
    Oct 2020 – Nov 2021Woburn, MA
  5. Fisher Investments
    Nov 2021 – Aug 2025Plano, TX
  6. Peak American Investment Advisors, Inc.
    Aug 2025 – no end date reportedPlano, TX
  7. Peak American Financial Group, Inc.
    Aug 2025 – no end date reportedPlano, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About PEAK American Investment Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
Firm account minimum
$30,000 (waivable)
Firm's annual rate schedule by assets
  • $0 - $250,0001.45%
  • $250,001 - $500,0001.25%
  • $500,001 - $1,000,0001.20%
  • $1,000,001 - $1,500,0001.00%

+2 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth management, retirement tax strategy, estate considerations, insurance coordination, investment advisory services, income solutions, and legacy planning.

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Retirement PlanningWealth ManagementInvestment AdvisoryTax OptimizationEstate PlanningInsurance CoordinationLegacy PlanningHigh Net Worth

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10
Offices listed on AdvisorFinder:
1
Main office:
Plano, TX
SEC file number:
801-133891

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 8, 2026

View full firm profile

Other advisors at PEAK American Investment Advisors, Inc.

9 other advisors in the directory

View PEAK American Investment Advisors, Inc. firm profile

Similar advisors in Plano, TX

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Austin Lyndon Garron has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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