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Austin Riley Carter

Financial Professional at BDFS Capital LLC

Rehoboth Beach, DECRD #7978450
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Austin Riley Carter is a financial professional associated with BDFS Capital LLC in Rehoboth Beach, DE, where they have been associated since 2024, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam.

Office

19409 Plantation Rd, Bldg. 2 Unit 1
Rehoboth Beach, DE 19971

Advisors at this office: 8

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Registration type not available
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/18/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

BDFS Capital LLCCurrent
10/18/2024 – Rehoboth Beach, DE

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About BDFS Capital LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other
Firm's annual rate schedule by assets
  • $1 – $99,9991.50%
  • $100,000 - $249,9991.25%
  • $250,000 - $999,9991.00%
  • $1,000,000 - $2,499,9990.90%

+2 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
8
Offices listed on AdvisorFinder:
1
Main office:
Rehoboth Beach, DE
SEC file number:
801-120724

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 10, 2026

View full firm profile

Other advisors at BDFS Capital LLC

7 other advisors in the directory

View BDFS Capital LLC firm profile

Similar advisors in Rehoboth Beach, DE

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Austin Riley Carter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Austin Riley Carter (BDFS Capital) - Fees & Credentials