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Austin Sander

Investment Adviser Representative at Wealth Alliance Advisory Group, LLC

Wichita, KSCRD #6366308Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Austin Sander is an investment adviser representative with Wealth Alliance Advisory Group, LLC in Wichita, KS, where they have been registered since 2022. They have worked in the securities industry since 2014 and were previously registered with UBS Financial Services Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Kansas.

Office

10585 E 21st N
Wichita, KS 67207

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kansas
Broker:
1 state or territory

Kansas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/25/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/22/2014

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Wealth Alliance Advisory Group, LLCCurrent
1/4/2022 – Wichita, KS
UBS Financial Services Inc.
11/25/2014 – 12/11/2017Wichita, KS

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. UBS Financial Services Inc.
    Jul 2014 – Nov 2017Wichita, KS
  2. Mutual Securities, Inc.
    Nov 2017 – no end date reportedCamraillo, CA
  3. Wealth Alliance Advisory Group, LLC.
    Nov 2017 – no end date reportedWichita, KS
  4. Wealth Alliance Advisory Group, LLC
    Jun 2021 – no end date reportedWichita, KS

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Wealth Alliance Advisory Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.02

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth management, financial and retirement planning, and tax and estate planning.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers
Firm areas of expertise
Wealth ManagementRetirement PlanningEstate PlanningTax StrategiesInvestment ManagementLegacy PreservationFinancial Planning

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
6
Offices listed on AdvisorFinder:
1
Main office:
Wichita, KS
SEC file number:
801-112023

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 3, 2026

View full firm profile

Other advisors at Wealth Alliance Advisory Group, LLC

5 other advisors in the directory

View Wealth Alliance Advisory Group, LLC firm profile

Similar advisors in Wichita, KS

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Austin Sander has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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