Austin W Cline
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Austin W. Cline is an investment adviser representative with LPL Enterprise, LLC in Centerville, OH, where they have been registered since 2025. They have worked in the securities industry since 2021 and have been registered with 3 firms, including Pruco Securities, LLC. and Northwestern Mutual Investment Services, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio, Texas
- Broker:
12 states and territories
Alaska, Florida, Indiana, Kentucky, Maryland, Michigan, New York, Ohio, Pennsylvania, Texas, Virginia, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Creek TechnologiesAug 2019 – Aug 2021Beavercreek, OH
- University of DaytonAug 2015 – Aug 2018Dayton, OH
- Wright State UAug 2018 – Dec 2021Dayton, OH
- Northwestern Mutual Life Insurance CompanyJun 2020 – Feb 2024Milwaukee, WI
- Northwestern Mutual Investment Services LLCJul 2021 – Feb 2024Beavercreek, OH
- Northwestern Mutual Wealth Management CompanyOct 2022 – Feb 2024Milwaukee, WI
- The Prudential Insurance Company of AmericaFeb 2024 – no end date reportedCincinnati, OH
- Pruco Securities LLCFeb 2024 – Nov 2024Cincinnati, OH
- LPL Enterprise, LLCNov 2024 – no end date reportedColumbus, OH
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
Showing 12 of 3,088 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Austin W Cline has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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