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Barbara Frances Duffield

Investment Adviser Representative at OSAIC WEALTH, INC.

Concord, MACRD #826495Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
48 yrs
States Registered
35 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 35 states
AlaskaArizonaCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaHawaiiIllinoisMaineMarylandMassachusettsMichiganMinnesotaMissouriNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasUtahVermontVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/28/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 8/13/1984
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/21/1976
Series 53
Municipal Securities Principal Examination
Passed 4/1/2003
Series 24
General Securities Principal Examination
Passed 4/16/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
11/3/2023Concord, MA
DUFFIELD FINANCIAL GROUPCurrent
1/18/2005Concord, MA
FSC SECURITIES CORPORATION
1/1/200011/3/2023Concord, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Barbara Frances Duffield has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Barbara Frances Duffield - Financial Advisor in Concord, MA | AdvisorFinder