AdFi
BJ

Barbara J Krause

Investment Adviser Representative at HIGHTOWER ADVISORS, LLC

Denver, COCRD #5166134Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Colorado
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/11/2008
Series 65
Uniform Investment Adviser Law Examination
Passed 8/11/2006
SIE
Securities Industry Essentials Examination
Passed 4/17/2015
Series 7
General Securities Representative Examination
Passed 1/4/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hightower Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HIGHTOWER ADVISORS, LLCCurrent
9/30/2021Denver, CO
INVESTMENT SECURITY GROUP, INC.
4/29/201511/9/2021Denver, CO
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.
1/3/20124/17/2015Lone Tree, CO
CHARLES SCHWAB & CO., INC.
5/10/201012/31/2011Lone Tree, CO
1ST GLOBAL ADVISORS INC
12/5/20074/19/2010Richmond, TX
JUNKER FINANCIAL ADVISORS, LLC
2/8/20084/15/2010Richmond, TX
ROBERTS & FAILS, P.C.
8/14/200611/28/2007Sugar Land, TX

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Barbara J Krause has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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