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Barry Lewis Hilliard

Investment Adviser Representative at MIDDLETON & COMPANY INC.

Boston, MACRD #6060838Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Massachusetts
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/9/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/10/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.00%
Next $1,000,0000.90%
Next $1,000,0000.80%
Next $1,000,0000.70%
Next $1,000,0000.60%
Next $5,000,0000.45%
Balance above $10,000,0000.40%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Middleton & Company Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MIDDLETON & COMPANY INC.Current
9/16/2021Boston, MA
SANTANDER SECURITIES
6/16/20154/27/2021Dorchester, MA
BAINCO INTERNATIONAL INVESTORS LLC
9/12/20123/26/2014Boston, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View MIDDLETON & COMPANY INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Barry Lewis Hilliard has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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