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Barry Steven Bass

Investment Adviser Representative at NORTHWEST FINANCIAL ADVISORS LLC

Herndon, VACRD #4503355Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
26 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 26 states
ArkansasCaliforniaColoradoDelawareDistrict of ColumbiaFloridaGeorgiaIllinoisKentuckyMaineMarylandNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOhioOregonPennsylvaniaSouth CarolinaTennesseeTexasUtahVirginiaWashingtonWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/18/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 11/10/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/14/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/22/2004
Series 24
General Securities Principal Examination
Passed 5/9/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Northwest Financial Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHWEST FINANCIAL ADVISORS LLCCurrent
11/26/2025 – Herndon, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
7/23/2015 – 11/24/2025Hagerstown, MD
M&T SECURITIES, INC.
11/20/2006 – 7/10/2015Rockville, MD

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View NORTHWEST FINANCIAL ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Barry Steven Bass has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.