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Bart Dominic Lia

Investment Adviser Representative at OSAIC WEALTH, INC.

Brookfield, WICRD #1439686Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
17 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
AlabamaArizonaCaliforniaFloridaGeorgiaHawaiiIdahoIllinoisMichiganMinnesotaNew HampshireNorth CarolinaOhioSouth CarolinaTexasWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/22/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 12/20/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/14/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
1/19/2024Brookfield, WI
WOODBURY FINANCIAL SERVICES, INC.
4/21/20171/19/2024Brookfield, WI
MPC ADVISERS, LLC
2/28/201110/30/2017Brookfield, WI
SECURIAN FINANCIAL SERVICES, INC.
6/14/19962/28/2011Brookfield, WI

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bart Dominic Lia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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