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Barton Wall Weisenfluh

Investment Adviser Representative at KELLEHER FINANCIAL ADVISORS, LLC

Portland, MECRD #2736882Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
13 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
CaliforniaColoradoFloridaMaineMarylandMassachusettsMontanaNew HampshireNew JerseyNew YorkTexasVermontWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/25/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 6/14/1996
Series 7
General Securities Representative Examination
Passed 5/28/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Kelleher Financial Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KELLEHER FINANCIAL ADVISORS, LLCCurrent
10/13/2017 – Portland, ME
HARTLAND & CO
1/9/2015 – 10/17/2017Portland, ME
ZEPHYR MANAGEMENT, L.P.
6/15/2009 – 12/31/2014Portland, ME

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at KELLEHER FINANCIAL ADVISORS, LLC

3 other advisors in the directory

Neil Nicholas Cataldi
Investment Adviser Representative
Dual-registered
David Gordon Rauch
Investment Adviser Representative
Dual-registered
Colleen Patricia Sorrentino
Investment Adviser Representative
Dual-registered
View KELLEHER FINANCIAL ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Barton Wall Weisenfluh has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.