Bawi Tha Lian Ceu
Investment Adviser Representative at Schwab Wealth Advisory, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Bawi Tha Lian Ceu is an investment adviser representative with Schwab Wealth Advisory, Inc. in Indianapolis, IN, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Charles Schwab & Co., Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Indiana.
Office
Advisors at this office: 189
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Indiana
- Broker:
51 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Yokohama Japanese Cuisine and Sushi BarNov 2014 – Jun 2017Greenwood, IN
- Wells LibraryAug 2017 – May 2018Bloomington, IN
- Direct Shot DistributingJun 2018 – Aug 2018Franklin, IN
- MenardsMay 2020 – Aug 2020Camby, IN
- Mutual Of Omaha Investor ServicesNov 2021 – May 2022Indianapolis, IN
- Mutual Of Omaha Insurance CompanyJun 2021 – May 2022Indianapolis, IN
- UnemployedSep 2018 – Apr 2020Indianapolis & Bloomington, IN
- UnemployedSep 2020 – May 2021Bloomington, IN
- LUNA Language servicesSep 2021 – Oct 2024Indianapolis, IN
- Charles Schwab & Co., Inc.Oct 2022 – no end date reportedIndianapolis, IN
- Schwab Wealth Advisory, Inc.Sep 2025 – no end date reportedIndianapolis, IN
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Schwab Wealth Advisory, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bawi Tha Lian Ceu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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