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Baz Nissan

Investment Adviser Representative at Valic Financial Advisors, Inc.

Scottsdale, AZCRD #5923403Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Baz Nissan is an investment adviser representative with Valic Financial Advisors, Inc. in Scottsdale, AZ, where they have been registered since 2014. They have worked in the securities industry since 2012. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arizona, California, Illinois, and Texas.

Office

15333 North Pima Road, Suite 235
Scottsdale, AZ 85260

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, California, Illinois, Texas
Broker:
4 states and territories

Arizona, California, Illinois, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/22/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/2/2012

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Valic Financial Advisors, Inc.Current
4/9/2014 – Scottsdale, AZ
Valic Financial Advisors, Inc.
6/21/2013 – 1/29/2014Chicago, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Valic Financial Advisors, Inc.
    Jun 2013 – no end date reportedChicago, IL
  2. AGIA
    Dec 2022 – no end date reportedHouston, TX

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Valic Financial Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Retirement plan services including saving and contribution planning, educational resources, and participant account management

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers
Firm areas of expertise
Retirement PlanningPlan ParticipantsEmployer Retirement PlansSavingsDecumulation

Client types the firm serves

IndividualsHigh Net WorthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,271
Offices listed on AdvisorFinder:
21
Main office:
Houston, TX
SEC file number:
801-54952

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 13, 2026

View full firm profile

Other advisors at Valic Financial Advisors, Inc.

Showing 12 of 1,271 in the directory

View Valic Financial Advisors, Inc. firm profile

Similar advisors in Scottsdale, AZ

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Baz Nissan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Baz Nissan (Valic Financial Advisors) - Fees & Credentials