AdFi
BA

Benjamin Andrew Bailey

Investment Adviser Representative at TMB CAPITAL PARTNERS, LLC

Little Rock, ARCRD #5171116Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Benjamin Andrew Bailey has worked in the securities industry since 2006. They are registered to provide investment advisory services in Arkansas and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArkansasTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/31/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 8/31/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/21/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

TMB Capital Partners, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TMB CAPITAL PARTNERS, LLCCurrent
7/1/2025Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC.
2/13/20137/1/2025Little Rock, AR
MORGAN KEEGAN & COMPANY, INC.
11/1/20062/13/2013Little Rock, AR

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TMB CAPITAL PARTNERS, LLC

3 other advisors in the directory

View TMB CAPITAL PARTNERS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Andrew Bailey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.