AdFi
BA

Benjamin Anthony Menconi

Investment Adviser Representative at PGIM Investments LLC

Dallas, TXCRD #5170005Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Benjamin Anthony Menconi is an investment adviser representative with PGIM Investments LLC in Dallas, TX, where they have been registered since 2026. They have worked in the securities industry since 2012 and have been registered with 5 firms, including Polen Capital Management, LLC and Strive Asset Management. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas
Broker:
51 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/11/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 8/6/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/14/2012

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Prudential Investment Management Services LLCCurrent
4/21/2026 – Dallas, TX
PGIM Investments LLCCurrent
4/21/2026 – Dallas, TX
Polen Capital Management, LLC
9/12/2024 – 3/30/2026Dallas, TX
Strive Asset Management
1/5/2023 – 8/28/2024Lagrange, IL
Northern Trust Investments, Incorporated
9/14/2018 – 8/23/2022Chicago, IL
Copeland Capital Management, LLC
12/8/2015 – 8/23/2018Chicago, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Northern Lights Distributors, LLC
    Dec 2015 – Aug 2018Omaha, NE
  2. Copeland Capital Management, LLC
    Nov 2015 – Aug 2018Conshohocken, PA
  3. Northern Trust Securities, Inc.
    Sep 2018 – Aug 2022Chicago, IL
  4. Northern Trust Bank
    Sep 2018 – Aug 2022Chicago, IL
  5. Strive Asset Management, LLC
    Aug 2022 – Aug 2024Dallas, TX
  6. Quasar Distributors, LLC
    Sep 2022 – Aug 2024Dallas, TX
  7. Foreside Funds Distributors, LLC
    Sep 2024 – Mar 2026Dallas, TX
  8. Polen Capital Management, LLC
    Aug 2024 – Mar 2026Dallas, TX
  9. PGIM Global Wealth
    Apr 2026 – no end date reportedDallas, TX
  10. Prudential Investment Management Services LLC
    Apr 2026 – no end date reportedDallas, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About PGIM Investments LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Performance-based fees

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Dallas, TX

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Anthony Menconi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Benjamin Anthony Menconi in Dallas, TX - Fees & Credentials