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Benjamin Hughes Tracy

Investment Adviser Representative at Sc&h Wealth

Hunt Valley, MDCRD #7354857Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Benjamin Hughes Tracy is an investment adviser representative with Sc&h Wealth in Hunt Valley, MD, where they have been registered since 2023. They have worked in the securities industry since 2021 and were previously registered with Vanguard Advisers, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Maryland and Virginia.

Office

226 Schilling Circle, Ste 300
Hunt Valley, MD 21031

Advisors at this office: 20

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Maryland, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/7/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 4/30/2021
Series 7
General Securities Representative Examination
Passed 4/22/2021
SIE
Securities Industry Essentials Examination
Passed 3/1/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Sc&h WealthCurrent
7/24/2023 – Hunt Valley, MD
Vanguard Advisers, Inc.
2/9/2023 – 7/14/2023Malvern, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. The Vanguard Group, Inc.
    Mar 2021 – Jul 2023Malvern, PA
  2. J.G. Wentworth
    May 2020 – Jan 2021Chesterbrook, PA
  3. Fairmount Behavioral Health System
    May 2019 – Aug 2019Philadelphia, PA
  4. ESF Camps
    Jun 2018 – Aug 2018Haverford, PA
  5. Gettysburg College
    Feb 2018 – May 2020Gettysburg, PA
  6. All Star Baseball Academy
    May 2017 – Aug 2017West Chester, PA
  7. Gettysburg College
    Aug 2016 – May 2020Gettysburg, PA
  8. Best Bead Show
    May 2015 – Jan 2017Essington, PA
  9. SC&H Financial Advisors, Inc.
    Jul 2023 – no end date reportedHunt Valley, MD

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Sc&h Wealth

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee
Firm account minimum
$1,000,000 (waivable)
Firm's annual rate schedule by assets
  • First $500,0001.20%
  • Next $1,500,0001.00%
  • Next $3,000,0000.85%
  • Next $5,000,0000.70%

+3 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
20
Offices listed on AdvisorFinder:
3
Main office:
Hunt Valley, MD
SEC file number:
801-69985

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of February 12, 2026

View full firm profile

Other advisors at Sc&h Wealth

Showing 12 of 20 in the directory

View Sc&h Wealth firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Hughes Tracy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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