Benjamin Louis Simcox
Investment Adviser Representative at Raymond James Financial Services Advisors, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Benjamin Louis Simcox is an investment adviser representative with Raymond James Financial Services Advisors, Inc in Ft. Wayne, IN, where they have been registered since 2026. They have worked in the securities industry since 2025. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Indiana.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Indiana
- Broker:
1 state or territory
Indiana
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James Financial Services, Inc.May 2023 – Aug 2023Fort Wayne, IN
- Raymond James Financial Services, Inc.May 2024 – no end date reportedFort Wayne, IN
- Sperry Van Ness (SVN)Jun 2020 – Jul 2020Fort Wayne, IN
- Rufus H. Smith ConcreteMay 2022 – Jun 2022Fort Wayne, IN
- City of Fort Wayne- Traffic OperationsJul 2022 – Aug 2022Fort Wayne, IN
- unemployedJul 2014 – Jun 2020Fort Wayne, IN
- unemployedJul 2020 – May 2022Fort Wayne, IN
- unemployedAug 2022 – May 2023Bloomington, IN
- unemployedAug 2023 – May 2024Bloomington, IN
- Simcox Financial Services, Inc.May 2024 – Jun 2026Fort Wayne, IN
- Raymond James Financial Services Advisors, IncJun 2026 – no end date reportedFt. Wayne, IN
- Simcox Financial ServicesJun 2026 – no end date reportedFort Wayne, IN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James Financial Services Advisors, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6,660
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Saint Petersburg, FL
- SEC file number:
- 801-69815
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at Raymond James Financial Services Advisors, Inc
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Louis Simcox has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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