Benjamin Ray Ebert
Investment Adviser Representative at Principal Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Benjamin Ray Ebert is an investment adviser representative with Principal Securities, Inc. in Menomonie, WI, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Bankers LIFE Securities, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas and Wisconsin.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas, Wisconsin
- Broker:
5 states and territories
Florida, Michigan, Minnesota, Texas, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Bankers Life & Casualty, IncJun 2021 – Jun 2023Onalaska, WI
- Festival FoodsSep 2020 – Jun 2021La Crosse, WI
- Yakesh RoofingMar 2020 – Aug 2020Eau Claire, WI
- Panera BreadNov 2019 – Mar 2020Onalaska, WI
- Yakesh RoofingMay 2019 – Nov 2019Eau Claire, WI
- University of Wisconsin La CrosseSep 2018 – May 2019La Crosse, WI
- Menomonie Parks DepartmentMay 2018 – Sep 2018Menomonie, WI
- University of Wisconsin La CrosseSep 2017 – May 2018La Crosse, WI
- Menomonie High School FieldhouseJun 2015 – Aug 2017Menomonie, WI
- Bankers Life Securities, IncJan 2023 – Jun 2023Onalaska, WI
- Heartland Retirement GroupJun 2023 – Jun 2025Eau Claire, WI
- Principal Life Insurance CompanyJun 2025 – no end date reportedMenomonie, WI
- Principal Securities, Inc.Jun 2025 – no end date reportedMenomonie, WI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Principal Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,635
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Des Moines, IA
- SEC file number:
- 801-54949
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Principal Securities, Inc.
Showing 12 of 1,635 in the directory
Similar advisors in Menomonie, WI
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Ray Ebert has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched