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Benjamin Rufus Philips

Investment Adviser Representative at STRATA WEALTH ADVISORS, LLC

DALLAS, TXCRD #7276205Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/2/2021
Series 7TO
General Securities Representative Examination
Passed 8/10/2021
SIE
Securities Industry Essentials Examination
Passed 4/21/2021

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Standard Range (low end)0.30%
Standard Range (high end)1.25%
Source

STRATA WEALTH Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CHARLES SCHWAB & CO., INC.
8/10/20211/16/2022Westlake, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Rufus Philips has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Benjamin Rufus Philips - Financial Advisor in DALLAS, TX | AdvisorFinder