Benjamin S Walulu
Investment Adviser Representative at Alight Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Benjamin S. Walulu is an investment adviser representative with Alight Financial Advisors, LLC in Austin, TX, where they have been registered since 2026. They have worked in the securities industry since 2023 and have been registered with 3 firms, including Kestra Advisory Services, LLC and Financial Engines Advisors L.L.C. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina and Texas.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
2 states and territories
North Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Financial Engines Advisors L.L.C.Feb 2022 – Jul 2024Santa Clara, CA
- Progressive InsuranceApr 2019 – Feb 2022Austin, TX
- Alorica - AT&TSep 2018 – Mar 2019El Paso, TX
- UnemployedMar 2018 – Sep 2018Nairobi
- Dry AssociatesJun 2017 – Mar 2018Nairobi
- Gtel InternationalNov 2016 – May 2017Nairobi
- StudentAug 2012 – Jul 2017Eldoret
- Kestra Investment Services LLCAug 2024 – Dec 2025Austin, TX
- Alight Solutions LLCJan 2026 – no end date reportedAustin, TX
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Alight Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment advisory and self-directed brokerage services, including IRA rollovers and new account openings for retirement planning.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 66
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Charlotte, NC
- SEC file number:
- 801-72679
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 3, 2026
View full firm profileOther advisors at Alight Financial Advisors, LLC
Showing 12 of 66 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin S Walulu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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