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Benjamin Slone

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

Charlotte, NCCRD #6189015Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
14 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
AlabamaFloridaGeorgiaIllinoisIowaMarylandNew JerseyNew YorkNorth CarolinaSouth CarolinaTennesseeTexasUtahVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/29/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 8/26/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/8/2013
Series 24
General Securities Principal Examination
Passed 7/28/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EQUITABLE ADVISORS, LLCCurrent
1/26/2016Charlotte, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Slone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Benjamin Slone - Financial Advisor in Charlotte, NC | AdvisorFinder