Benjamin Timothy Pawlak
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Benjamin Timothy Pawlak is an investment adviser representative with LPL Financial LLC in Seattle, WA, where they have been registered since 2026. They have worked in the securities industry since 2012 and have been registered with 4 firms, including Northwestern Mutual Investment Services,llc and Wells Fargo Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Washington.
Registrations & licenses
- Investment adviser:
- Washington
- Broker:
7 states and territories
Alabama, Arizona, California, Connecticut, Minnesota, North Carolina, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan StanleyApr 2012 – Apr 2017Seattle, WA
- Roosevelt HIGH SchoolSep 2010 – Jun 2017Seattle, WA
- LPL Financial LLCMay 2026 – no end date reportedSeattle, WA
- Morgan Stanley Private BANK, National AssociationJan 2015 – Apr 2017New York, NY
- Wells Fargo Clearing Services, LLCApr 2017 – May 2024Bellevue, WA
- Northwestern Mutual Investment ServicesMay 2024 – May 2026Seattle, WA
- Northwestern Mutual Life Insurance CompanyMay 2024 – May 2026Milwaukee, WI
- Northwestern Mutual Wealth Management CompanyMay 2024 – May 2026Seattle, WA
- Emerald Wealth ManagementJul 2024 – no end date reportedSeattle, WA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Timothy Pawlak has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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