Benjamin Ward Jones
Investment Adviser Representative at Raymond James Financial Services Advisors, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Benjamin Ward Jones is an investment adviser representative with Raymond James Financial Services Advisors, Inc in Dallas, TX, where they have been registered since 2023. They have worked in the securities industry since 2010 and have been registered with 5 firms, including TD Ameritrade, Inc. and J.p. Morgan Securities LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
1 state or territory
Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JPMORGAN CHASE Bank NANov 2017 – May 2019Farmers Branch, TX
- J.p. Morgan Securities LLCOct 2012 – Nov 2017Dallas, TX
- TD AmeritradeAug 2020 – Jul 2021Southlake, TX
- UnemploymentJun 2019 – Aug 2020Dallas, TX
- Dallas County Department of TreasurerAug 2021 – May 2022Dallas, TX
- Catco USA, LLCMay 2022 – Jan 2023Terrell, TX
- UnemploymentFeb 2023 – Sep 2023Dallas, TX
- Raymond James Financial Services, Inc.Oct 2023 – no end date reportedDallas, TX
- Raymond James Financial Services Advisors, Inc.Oct 2023 – no end date reportedRaymond James Financial Services Advisors, Inc., TX
- Carter Advisory ServicesSep 2023 – no end date reportedDallas, TX
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James Financial Services Advisors, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6,660
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Saint Petersburg, FL
- SEC file number:
- 801-69815
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Ward Jones has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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