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Benton Stockert

Investment Adviser Representative at ALLWORTH FINANCIAL, L.P.

Denver, COCRD #7330466Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/23/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 10/1/2021
Series 7
General Securities Representative Examination
Passed 9/13/2021
SIE
Securities Industry Essentials Examination
Passed 7/20/2021

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Allworth Financial, L.P. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALLWORTH FINANCIAL, L.P.Current
7/23/2026Denver, CO
KEEN WEALTH ADVISORS
7/23/20246/29/2026Overland Park, KS
CHARLES SCHWAB & CO., INC.
8/24/20225/30/2024Lone Tree, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benton Stockert has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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