AdFi
AF

ALLWORTH FINANCIAL, L.P.

SEC Registered
FOLSOM, CAhttps://sheaffbrock.com916-482-2196
Assets Under Management
$25B+
Employees
493
Office Locations
41 offices
Total Accounts
75126

About the firm

Sheaff Brock is an investment advisory firm based in Indianapolis, IN that has recently formed a partnership with Allworth Financial. The firm remains located at 8801 River Crossing Boulevard, Suite 100, Indianapolis, Indiana 46240, and continues to serve clients through its existing team of advisors.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance Companies

Areas of expertise

Wealth ManagementFinancial PlanningInvestment ManagementTax PlanningEstate PlanningInsurance Services401(k)

Services

Wealth management, financial planning, investment management, tax planning, estate planning, insurance services, 401(k) for employers, and services for airline employees

Who they serve

Individuals planning for the future, navigating life transitions, or working toward their financial goals

Client segmentClientsAssets managed
Individuals (Non-HNW)19,503$7.0B
High Net Worth Individuals9,283$25.2B
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans2$55M
Charitable Organizations259$809M
State/Municipal Entities107
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Scott Thomas Hanson
CO-CHIEF EXECUTIVE OFFICER
Patrick Carl Mcclain
CO-CHIEF EXECUTIVE OFFICER
Steven Thomas Burnett
PRESIDENT
Julia Carol Frise
SECRETARY/DIRECTOR OF CORPORATE OPERATIONS
L.p. Allworth Financial Group
PARTNER
Corey C Gamble
CHIEF COMPLIANCE OFFICER
Peter John Engelken
CHIEF OPERATING OFFICER
L.p. Afg Intermediate
OWNER
L.p. Afg Parent
OWNER
Inc. Hmg Holdco
OWNER
Scott Thomas Hanson
OWNER
Patrick Carl Mcclain
OWNER
L.p. Parthenon V Hm Holdings
OWNER
L.p. Parthenon Investors V Hm-Aiv
OWNER
Inc. Parthenon Investors V Hm Blocker
OWNER
L.p. Parthenon Investors V Hm Holdco Aiv
OWNER
Christopher Michael Oddy
CHIEF FINANCIAL OFFICER
Andrew Roy Stout
CHIEF INVESTMENT OFFICER

Office locations

41 offices in 19 states
CA
FOLSOMHQ
MD
BEL AIR
CA
LOS GATOS
AZ
PHOENIX
AZ
SCOTTSDALE
CA
WALNUT CREEK
WA
SEATTLE
OH
BLUE ASH
MO
CAPE GIRARDEAU
AZ
TUCSON
TX
ADDISON
CA
LARKSPUR
NY
ROCHESTER
NM
ALBUQUERQUE
CA
CHICO
NC
DURHAM
IN
INDIANAPOLIS
NV
LAS VEGAS
IL
GLENVIEW
CA
FAIRFIELD
CA
SANTA ROSA
MI
GRANDVILLE
NY
DANSVILLE
IL
RIVERWOODS
CA
CAMPBELL
KS
LAWRENCE
CA
REDDING
CA
ROSEVILLE
CA
SAN DIEGO
CA
SAN JOSE
FL
SARASOTA
MA
WALTHAM
CA
HALF MOON BAY
CA
LINCOLN
GA
KENNESAW
MO
ST. LOUIS
MO
FULTON
CA
SACRAMENTO
CA
ROSEVILLE
CO
DENVER
TX
HOUSTON

Advisors at this firm

Showing 100 of 293

Charles Michael Abbott
Investment Adviser Representative
Dual-registered
Peter James Abi-Nader
Investment Adviser Representative
Dual-registered
Benjamin J. Abraham
Investment Adviser Representative
Dual-registered
Grantham Akerly
Investment Adviser Representative
Dual-registered
John C Alexander III
Investment Adviser Representative
Dual-registered
Stephanie D Bemerer
Investment Adviser Representative
Dual-registered
Jeffrey Brooks
Investment Adviser Representative
Dual-registered
Douglas Milton Balmain Jr.
Investment Adviser Representative
Investment Adviser Rep
Rick Ray Barton
Investment Adviser Representative
Investment Adviser Rep
David Anthony Bastoni
Investment Adviser Representative
Dual-registered
Richard Anthony Baumann
Investment Adviser Representative
Investment Adviser Rep
Jessica Catherine Baumgartner
Investment Adviser Representative
Dual-registered
Bobby Benyamin
Investment Adviser Representative
Investment Adviser Rep
Amy Michelle Bertle
Investment Adviser Representative
Dual-registered
Davis Alan Blomquist
Investment Adviser Representative
Investment Adviser Rep
Elisabeth Lynn Boaz
Investment Adviser Representative
Dual-registered
Michael Joseph Bogard
Investment Adviser Representative
Investment Adviser Rep
Justin Daniel Bojanski
Investment Adviser Representative
Dual-registered
Leonardo Sepulveda Bojorquez
Investment Adviser Representative
Dual-registered
Daniel Joseph Bolan
Investment Adviser Representative
Dual-registered
Connor Branch
Investment Adviser Representative
Dual-registered
Robert Walter Brennan
Investment Adviser Representative
Dual-registered
Zachary James Brenner
Investment Adviser Representative
Dual-registered
Ronald Robert Brock
Investment Adviser Representative
Dual-registered
Audrey Bruch
Investment Adviser Representative
Investment Adviser Rep
Michael Bubel
Investment Adviser Representative
Dual-registered
Steven Thomas Burnett
Investment Adviser Representative
Dual-registered
Justin Tyler Burrow
Investment Adviser Representative
Dual-registered
Bret Hedley Charles Butcher
Investment Adviser Representative
Dual-registered
Cole Buxton
Investment Adviser Representative
Dual-registered
James Frederic Chetwood III
Investment Adviser Representative
Dual-registered
Michael C Coates
Investment Adviser Representative
Dual-registered
Paul Robert Cusumano
Investment Adviser Representative
Investment Adviser Rep
Quinn Carlsen
Investment Adviser Representative
Investment Adviser Rep
Kathleen Marie Carpenter
Investment Adviser Representative
Dual-registered
Karey Anne Casto
Investment Adviser Representative
Dual-registered
Jing Chen
Investment Adviser Representative
Dual-registered
Tyler Collier
Investment Adviser Representative
Dual-registered
Charles Comeau
Investment Adviser Representative
Investment Adviser Rep
David H. Comstock
Investment Adviser Representative
Investment Adviser Rep
Patrick Peter Connelly
Investment Adviser Representative
Investment Adviser Rep
Mark Stephen Crissman
Investment Adviser Representative
Investment Adviser Rep
Lisa Marie Cristiano
Investment Adviser Representative
Investment Adviser Rep
Paul Alan Culbertson
Investment Adviser Representative
Investment Adviser Rep
Brian L Curland
Investment Adviser Representative
Investment Adviser Rep
Charles Glenn Downs
Investment Adviser Representative
Dual-registered
Patrick Charles Danis
Investment Adviser Representative
Investment Adviser Rep
Blake Stuart Davelaar
Investment Adviser Representative
Investment Adviser Rep
Matthew John De Garmo
Investment Adviser Representative
Dual-registered
Richard M Del Monte
Investment Adviser Representative
Dual-registered
Kim Elise Deleeuw
Investment Adviser Representative
Investment Adviser Rep
Michael David Demko
Investment Adviser Representative
Dual-registered
Ryan Michael Depew
Investment Adviser Representative
Investment Adviser Rep
Anthony Desantis
Investment Adviser Representative
Investment Adviser Rep
Jodee Felice Deutsch
Investment Adviser Representative
Dual-registered
Simone Oscoff Devenny
Investment Adviser Representative
Dual-registered
Darren Dindinger
Investment Adviser Representative
Dual-registered
John Tufts Dippel
Investment Adviser Representative
Dual-registered
Michelle Alayne Disney
Investment Adviser Representative
Dual-registered
John Kevin Dolan
Investment Adviser Representative
Dual-registered
Alyse Dominguez
Investment Adviser Representative
Investment Adviser Rep
Herman Bodine Doughty V
Investment Adviser Representative
Dual-registered
Kevin Magnus Duffy
Investment Adviser Representative
Dual-registered
Alexis Renee Dunbar
Investment Adviser Representative
Investment Adviser Rep
David Patrick Duquemin
Investment Adviser Representative
Investment Adviser Rep
Scott Richard Ebert
Investment Adviser Representative
Dual-registered
Jeffrey Paul Egli
Investment Adviser Representative
Investment Adviser Rep
Dean E Eisenbraun
Investment Adviser Representative
Dual-registered
Kent Bryan Erickson
Investment Adviser Representative
Investment Adviser Rep
Paige Catherine Foley
Investment Adviser Representative
Investment Adviser Rep
Corey Paul Frank
Investment Adviser Representative
Dual-registered
Mark Allen Fanning
Investment Adviser Representative
Investment Adviser Rep
Joseph Eugene Fernandes
Investment Adviser Representative
Investment Adviser Rep
Lloyd Andrew Fillis
Investment Adviser Representative
Investment Adviser Rep
Mitchell Blakely Fix
Investment Adviser Representative
Investment Adviser Rep
Maria Rose Foppiano
Investment Adviser Representative
Investment Adviser Rep
Robert William Frater
Investment Adviser Representative
Dual-registered
Maria A Fuentes
Investment Adviser Representative
Investment Adviser Rep
Lisa Fulco
Investment Adviser Representative
Dual-registered
Samantha Cornelius Gabbard
Investment Adviser Representative
Investment Adviser Rep
Corey C Gamble
Investment Adviser Representative
Dual-registered
Adrian Garcia
Investment Adviser Representative
Investment Adviser Rep
Joshua Jacobi Garcia
Investment Adviser Representative
Dual-registered
Robert Bryant Gecker
Investment Adviser Representative
Dual-registered
Robert M Gentry
Investment Adviser Representative
Dual-registered
James G George
Investment Adviser Representative
Investment Adviser Rep
John German
Investment Adviser Representative
Investment Adviser Rep
David Gilreath
Investment Adviser Representative
Dual-registered
Christopher Bartolomeo Giordano
Investment Adviser Representative
Dual-registered
Robert Augustus Giunco Jr
Investment Adviser Representative
Dual-registered
Ian Estes Glenn
Investment Adviser Representative
Investment Adviser Rep
Greg Gohr
Investment Adviser Representative
Dual-registered
Thomas Gonzales
Investment Adviser Representative
Investment Adviser Rep
Rutledge Alan Gordon
Investment Adviser Representative
Dual-registered
John Kevin Grady
Investment Adviser Representative
Investment Adviser Rep
Gurvir Singh Grewal
Investment Adviser Representative
Dual-registered
Daniel Everett Griffin
Investment Adviser Representative
Investment Adviser Rep
George Henry Griffin Jr.
Investment Adviser Representative
Investment Adviser Rep
Gary Lawson Grigsby
Investment Adviser Representative
Dual-registered
Daniel Ryan Gromatzky
Investment Adviser Representative
Investment Adviser Rep

Regulatory & compliance

CRD number
#111167
SEC Number
801-68255
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based

Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ALLWORTH FINANCIAL, L.P. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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ALLWORTH FINANCIAL, L.P. in FOLSOM, CA | AdvisorFinder