Bernadette Broek
Investment Adviser Representative at Sequent Planning, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Bernadette Broek is an investment adviser representative with Sequent Planning, LLC in Scottsdale, AZ, where they have been registered since 2023. They have worked in the securities industry since 2023 and were previously registered with MML Investors Services, LLC. They have passed 3 industry qualification exams, including the Series 65 (investment adviser) and Series 7 (general securities representative). They are registered to provide investment advice in Arizona.
Registrations & licenses
- Investment adviser:
- Arizona
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- MassMutual Life Insurance CompanyNov 2021 – Aug 2023Scottsdale, AZ
- MML Investors Services LLCMar 2023 – Aug 2023Scottsdale, AZ
- Symmetry Financial GroupApr 2020 – Nov 2021Phoenix, AZ
- Devereux Advanced Behavioral HealthJul 2018 – Oct 2020Phoenix, AZ
- United Cerebral PalsySep 2017 – Jul 2018Phoenix, AZ
- Devereux Advanced Behavioral HealthJul 2012 – Sep 2017Phoenix, AZ
- Sequent Planning, LLCSep 2023 – no end date reportedScottsdale, AZ
- Futurity First Insurance GroupAug 2023 – no end date reportedScottsdale, AZ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Sequent Planning, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 95
- Offices listed on AdvisorFinder:
- 24
- Main office:
- Omaha, NE
- SEC file number:
- 801-113971
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 14, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bernadette Broek has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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