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BJ

Bernard James Braudis

Investment Adviser Representative at SOLTIS INVESTMENT ADVISORS, LLC

Marshfield, MACRD #1739556Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Massachusetts
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/28/2017
Series 66
Uniform Combined State Law Examination
Passed 12/7/2000
SIE
Securities Industry Essentials Examination
Passed 2/12/2018
Series 7
General Securities Representative Examination
Passed 5/12/2017
Series 3
National Commodity Futures Examination
Passed 10/15/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $1,000,0001.25%
$1,000,000 - $2,000,0001.15%
$2,000,000 - $5,000,0000.90%
$5,000,000 - $10,000,0000.80%
Over $10,000,000
Account minimum: $750,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Soltis Investment Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SOLTIS INVESTMENT ADVISORS, LLCCurrent
2/3/2022Marshfield, MA
GREEN SQUARE CAPITAL ADVISORS
12/13/201812/17/2019Winchester, MA
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
4/21/20172/27/2018Boston, MA
GREENWICH INVESTMENT MANAGEMENT, INC.
4/28/20144/28/2017Marshfield, MA
FOSS MOUNTAIN CAPITAL, LLC
8/13/20124/9/2014Marshfield, MA
CAPITAL MARKET CONSULTANTS, INC.
6/24/201312/31/2013Marshfield, MA
COLUMBIA MANAGEMENT ADVISORS, INC.
9/17/20039/2/2004Boston, MA
BANC OF AMERICA SECURITIES LLC
2/13/20027/1/2002Boston, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bernard James Braudis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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