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Bettina Marie Andres Banzon

Investment Adviser Representative at Citigroup Global Markets Inc.

Fountain Valley, CACRD #8008527Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bettina Marie Andres Banzon is an investment adviser representative with Citigroup Global Markets Inc. in Fountain Valley, CA, where they have been registered since 2025. They have worked in the securities industry since 2025 and were previously registered with Morgan Stanley. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.

Office

Cwm Retail, Sales, 17400 Brookhurst Street, Suite 102
Fountain Valley, CA 92708

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
39 states and territories

Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kansas, Louisiana, Maryland, Massachusetts, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/17/2025
Series 7
General Securities Representative Examination
Passed 7/29/2025
SIE
Securities Industry Essentials Examination
Passed 5/7/2025

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Citigroup Global Markets Inc.Current
12/8/2025 – Fountain Valley, CA
Citigroup Global Markets Inc.Current
12/8/2025 – Costa Mesa, CA
Morgan Stanley
9/18/2025 – 10/30/2025Long Beach, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Morgan Stanley
    Jan 2025 – Oct 2025Long Beach, CA
  2. Bomber Eyewear
    Sep 2023 – Nov 2023Newport Beach, CA
  3. Full-time student
    Oct 2023 – Dec 2024Irvine, CA
  4. Full-time student
    Jan 2010 – May 2021Quezon City
  5. Full-time student
    Jun 2021 – Aug 2023Irvine, CA
  6. Citigroup
    Nov 2025 – no end date reportedFountain Valley, CA

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Citigroup Global Markets Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersSecurity Ratings and Pricing

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,405
Offices listed on AdvisorFinder:
26
Main office:
New York, NY
SEC file number:
801-3387

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 10, 2026

View full firm profile

Other advisors at Citigroup Global Markets Inc.

Showing 12 of 2,405 in the directory

View Citigroup Global Markets Inc. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bettina Marie Andres Banzon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Bettina Marie Andres Banzon (Citigroup Global Markets)