AdFi
BA

Blake Adam Schaeffer

Investment Adviser Representative at QUAD CITY Investment Center

CRD #5122326Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Blake Adam Schaeffer is an investment adviser representative, currently registered with QUAD CITY Investment Center and LPL Financial LLC. They have worked in the securities industry since 2007. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois and Iowa.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois, Iowa
Broker:
26 states and territories

Alabama, Alaska, Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Iowa, Kansas, Louisiana, Maryland, Michigan, Minnesota, Missouri, Montana, Nebraska, New York, North Carolina, Oklahoma, Texas, Utah, Washington, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/7/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 8/23/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/3/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

QUAD CITY Investment CenterCurrent
3/22/2011 –
LPL Financial LLCCurrent
5/4/2007 – Davenport, IA
LPL Financial LLC
3/22/2021 – 11/20/2023Davenport, IA
LPL Financial LLC
12/8/2010 – 5/26/2011Davenport, IA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LPL Financial LLC
    Mar 2006 – no end date reportedDavenport, IA
  2. QUAD CITY Investment Advisors, LLC
    Mar 2011 – no end date reportedDavenport, IA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About QUAD CITY Investment Center

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth management, investment services, financial planning, retirement plans for employees, and trust services. LPL account access is provided for viewing investment account balances, transaction history, statements, and investment information.

Financial PlanningWealth Management
Firm areas of expertise
Wealth ManagementInvestment ServicesFinancial PlanningRetirement PlansTrust ServicesPersonalized Guidance

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
6
Offices listed on AdvisorFinder:
2
Main office:
Moline, IL
Founded:
1995
SEC file number:
801-60227

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 24, 2026

View full firm profile

Other advisors at QUAD CITY Investment Center

5 other advisors in the directory

View QUAD CITY Investment Center firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Blake Adam Schaeffer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Blake Adam Schaeffer (QUAD CITY Investment Center)