Blake Edward Leffingwell
Investment Adviser Representative at Frost Investment Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Blake Edward Leffingwell is an investment adviser representative with Frost Investment Services in Austin, TX, where they have been registered since 2024. They have worked in the securities industry since 2022 and were previously registered with Cetera Investment Advisers LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
1 state or territory
Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Purshe Kaplan Sterling InvestmentsJun 2022 – Nov 2023Albany, NY
- Texas A&M UniversityAug 2017 – May 2020College Station, TX
- Texas A&M Corps of Cadets HousingAug 2021 – May 2022College Station, TX
- Texas A&M University Residence LifeMay 2021 – Aug 2021College Station, TX
- Texas A&M Corps of Cadets HousingAug 2020 – May 2021College Station, TX
- R Bank TexasMay 2020 – Aug 2020Round Rock, TX
- R Bank TexasMay 2019 – Aug 2019Round Rock, TX
- R Bank TexasMay 2018 – Aug 2018Georgetown, TX
- R Bank TexasMay 2017 – Aug 2017Round Rock, TX
- Hyde Park High SchoolAug 2013 – May 2017Austin, TX
- Thrivent Advisor Network DBA 49 FinancialJun 2022 – Dec 2022Austin, TX
- 49 Wealth Management, LLCJun 2023 – Nov 2023Austin, TX
- Cetera Advisors LLCNov 2023 – May 2024El Segundo, CA
- Cetera Investment Advisers LLCFeb 2024 – May 2024Schaumburg, IL
- Frost Brokerage Services, Inc.May 2024 – no end date reportedAustin, TX
- Frost BankMay 2024 – no end date reportedAustin, TX
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Frost Investment Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 174
- Offices listed on AdvisorFinder:
- 26
- Main office:
- San Antonio, TX
- SEC file number:
- 801-108754
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 24, 2026
View full firm profileOther advisors at Frost Investment Services
Showing 12 of 174 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Blake Edward Leffingwell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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