Blake Thomas Moore
Investment Adviser Representative at AE Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Blake Thomas Moore is an investment adviser representative with AE Wealth Management, LLC in Salem, VA, where they have been registered since 2024. They have worked in the securities industry since 2014 and have been registered with 4 firms, including Regal Investment Advisors LLC and Sequent Planning, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio and Virginia.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Mutual OF Omaha Investor Services, IncAug 2011 – Feb 2017Omaha, NE
- Futurity First Insurance GroupMar 2017 – Jul 2023Salem, VA
- Sequent Planning, LLCJan 2019 – Dec 2023Roanoke, VA
- Regal Investment Advisors, LLCDec 2023 – Jan 2024Kentwood, MI
- AE Wealth Management LLCJan 2024 – no end date reportedTopeka, KS
- Prosperity Wealth Group, LLCJul 2023 – no end date reportedRoanoke, VA
- Prosperity Health Group LLCApr 2025 – no end date reportedSalem, VA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About AE Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $10,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 454
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Topeka, KS
- SEC file number:
- 801-107319
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at AE Wealth Management, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Blake Thomas Moore has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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