AdFi
BB

Bradford Bergh Nichols

Investment Adviser Representative at NEFPG

Burlington, MACRD #2624137Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
23 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaMaineMassachusettsMontanaNew HampshireNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasVermontVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/19/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 7/10/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 3/24/2009
Series 7
General Securities Representative Examination
Passed 2/22/1996
Series 52
Municipal Securities Representative Examination
Passed 7/6/1995
Series 24
General Securities Principal Examination
Passed 7/23/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $100,0001.75%
Next $100,0001.50%
Next $300,0001.25%
Over $500,0000.75%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Nefpg Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEFPGCurrent
12/20/2018Burlington, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
4/6/20097/16/2020Burlington, MA
MML INVESTORS SERVICES, INC.
10/19/20046/20/2007Atlanta, GA
H&R BLOCK FINANCIAL ADVISORS, INC.
6/24/200311/7/2003Atlanta, GA
RSM MCGLADREY, INC.
3/5/20036/25/2003Atlanta, GA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NEFPG

2 other advisors in the directory

View NEFPG firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bradford Bergh Nichols has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.