Bradley Arnold Allan
Investment Adviser Representative at Compass Financial Management LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Bradley Arnold Allan is an investment adviser representative with Compass Financial Management LLC in Phoenix, AZ, where they have been registered since 2025. They have worked in the securities industry since 2025 and have been registered with 3 firms, including Nylife Securities LLC and AXA Advisors, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Arizona.
Registrations & licenses
- Investment adviser:
- Arizona
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- AXA Advisors, LLCDec 2016 – Mar 2017Bellevue, WA
- NEW YORK LIFE Insurance CompanyApr 2017 – Aug 2017Bellevue, WA
- Family FIrst LifeApr 2018 – Nov 2025Seattle, WA
- The Allan AgencyNov 2019 – Nov 2025Surprise, AZ
- Compass Financial Management LLCNov 2025 – no end date reportedPhoenix, AZ
- UnemployedJul 2016 – Nov 2016Seatle, WA
- UnemployedSep 2017 – Mar 2018Seattle, WA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Compass Financial Management LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $250,000 (waivable)
- Between $0 and $1,000,0001.95%
- $1,000,000 - $3,000,0001.75%
- $3,000,000 - $5,000,0001.50%
- $5,000,000 and above1.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 45
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Tampa, FL
- SEC file number:
- 801-118185
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 18, 2026
View full firm profileOther advisors at Compass Financial Management LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bradley Arnold Allan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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