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BJ

Bradley Judson Goodwin

Investment Adviser Representative at SAN LUIS WEALTH ADVISORS

SAN LUIS OBISPO, CACRD #2543519Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/25/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 11/25/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 9/29/2003
Series 7
General Securities Representative Examination
Passed 11/7/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

SAN LUIS WEALTH ADVISORS Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BA INVESTMENT SERVICES, INC.
7/2/1996 – 6/28/1999OAKLAND, CA
WELLS FARGO CLEARING SERVICES, LLC
3/23/2009 – 7/24/2020SAN LUIS OBISPO, CA
UBS FINANCIAL SERVICES INC.
12/13/2002 – 4/15/2009SAN LUIS OBISPO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
11/8/1994 – 7/10/1996NEW YORK, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/19/1999 – 12/16/2002NEW YORK, NY

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bradley Judson Goodwin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.