Bradley Scott Stephens
Investment Adviser Representative at Tamalpais Asset Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Bradley Scott Stephens is an investment adviser representative with Tamalpais Asset Management in Larkspur, CA, where they have been registered since 2023. They have worked in the securities industry since 2004 and were previously registered with RBC DAIN Rauscher Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Nationwide Investment Services CorporationMay 2014 – Mar 2022King Of Prussia, PA
- Calamar Financial Group, LLCJul 2023 – no end date reportedWheatfield, NY
- UnemployedApr 2022 – Jul 2023San Francisco, CA
- Tamalpais Asset Management, LLCFeb 2023 – no end date reportedLarkspur, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Tamalpais Asset Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- First $2,000,0001.00%
- $2,000,001 - $5,000,0000.75%
- $5,000,001 and up0.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
The firm offers portfolio management (actively managed, broadly diversified portfolios, dynamic hedging strategies, and alternative investments), estate planning (intergenerational wealth planning, tax strategies, trusts and gifting), tax and risk mitigation strategies (minimizing liabilities, maximizing deductions, insurance review and consultation), family office services (investment management, tax planning, estate planning, risk management, and multigenerational wealth transfer), and 401(k) advisory.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Larkspur, CA
- SEC file number:
- 801-132936
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 31, 2026
View full firm profileOther advisors at Tamalpais Asset Management
3 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bradley Scott Stephens has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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