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Bradley W. Raines

Investment Adviser Representative at Applied Capital LLC

Little Rock, ARCRD #5302797Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bradley W. Raines is an investment adviser representative with Applied Capital LLC in Little Rock, AR, where they have been registered since 2013. They have worked in the securities industry since 2007 and have been registered with 5 firms, including BRS Financial LLC and ING Financial Partners, Inc. They have passed 2 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arkansas and Texas.

Office

415 N. Mckinley Street, Suite 1045
Little Rock, AR 72205

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arkansas, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/11/2007
Series 7
General Securities Representative Examination
Passed 4/24/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Applied Capital LLCCurrent
1/4/2013 – Little Rock, AR
BRS Financial LLC
8/16/2011 – 12/31/2012Little Rock, AR
ING Financial Partners, Inc
6/8/2010 – 8/11/2011Little Rock, AR
Royal Advisors, LLC
1/20/2010 – 6/2/2010Grandville, MI
Edward Jones
6/19/2007 – 1/20/2010Little Rock, AR

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Applied Capital LLC
    Dec 2012 – no end date reportedLittle Rock, AR

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Applied Capital LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
9
Offices listed on AdvisorFinder:
2
Main office:
Little Rock, AR
SEC file number:
801-115146

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 10, 2026

View full firm profile

Other advisors at Applied Capital LLC

8 other advisors in the directory

View Applied Capital LLC firm profile

Similar advisors in Little Rock, AR

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bradley W. Raines has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Bradley W. Raines (Applied Capital) - Fees & Credentials