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Bradley Wayne Small

Investment Adviser Representative at ONEASCENT FINANCIAL SERVICES LLC

Beverly, MACRD #2749932Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
5 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
ConnecticutFloridaMassachusettsNew HampshireTennessee
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/29/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 7/22/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 3/11/2004
Series 7
General Securities Representative Examination
Passed 7/8/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Oneascent Financial Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ONEASCENT FINANCIAL SERVICES LLCCurrent
12/3/2024Beverly, MA
PURSHE KAPLAN STERLING INVESTMENTSCurrent
8/29/2022Beverly, MA
THRIVENT ADVISOR NETWORK, LLC
9/13/202212/31/2024Beverly, MA
PINNACLE PRIVATE WEALTH, LLC
7/9/20209/8/2022Burlington, MA
WELLS FARGO CLEARING SERVICES, LLC
1/5/20167/6/2020Boston, MA
WELLS FARGO ADVISORS, LLC
6/23/201412/31/2014Boston, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bradley Wayne Small has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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