Bradley William Werner

Investment Adviser Representative at SUMMIT FINANCIAL, LLC

Burns Harbor, INCRD #2329211Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

33 yrs

States Registered

22 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 22 states

ArizonaArkansasCaliforniaFloridaIdahoIllinoisIndianaKansasLouisianaMichiganMinnesotaNew MexicoNorth CarolinaOhioPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWisconsin

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 1/21/1999

Series 63

Uniform Securities Agent State Law Examination

Passed 3/29/1993

Series 24

General Securities Principal Examination

Passed 2/13/1997

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 3/19/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

SUMMIT Financial, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PRIVATE CLIENT SERVICES, LLCCurrent

12/21/2023 – Naples, FL

NATIONAL PLANNING CORPORATION

9/26/2003 – 10/24/2017MICHIGAN CITY, IN

FFP SECURITIES, INC.

5/11/1993 – 10/10/2003CHESTERFIELD, MO

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

3/24/1993 – 5/11/1993MINNEAPOLIS, MN

IDS LIFE INSURANCE COMPANY

3/24/1993 – 5/11/1993MINNEAPOLIS, MN

SECURITIES AMERICA, INC.

10/19/2017 – 12/21/2023CHESTERTON, IN

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bradley William Werner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.