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Brady Dow

Investment Adviser Representative at Commonwealth Financial Network

Auburn, MACRD #7810666Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brady Dow is an investment adviser representative with Commonwealth Financial Network in Auburn, MA, where they have been registered since 2026. They have worked in the securities industry since 2025. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Massachusetts.

Office

23 Midstate Drive, Suite 204
Auburn, MA 01501

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Massachusetts
Broker:
1 state or territory

Massachusetts

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/9/2026
Series 7
General Securities Representative Examination
Passed 5/6/2025
SIE
Securities Industry Essentials Examination
Passed 4/22/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Commonwealth Financial NetworkCurrent
3/26/2026 – Auburn, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Holden Recreational Department
    Jun 2017 – Aug 2017Holden, MA
  2. Chipotle
    Dec 2018 – Apr 2019Worcester, MA
  3. Smokestack Urban BBQ
    May 2019 – Apr 2020Worcester, MA
  4. Self Employed
    Mar 2020 – Mar 2023Holden, MA
  5. Worcester State University Residence Life
    Jun 2022 – Jun 2024Worcester, MA
  6. Midstate Wealth Management
    Sep 2023 – no end date reportedAuburn, MA
  7. Full Time Student at Worcester State University
    Sep 2020 – Dec 2023Worcester, MA
  8. Middle School - High School Student
    Aug 2014 – Jun 2020Holden, MA
  9. Commonwealth Financial Network
    Sep 2024 – no end date reportedWaltham, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Commonwealth Financial Network

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,971
Offices listed on AdvisorFinder:
26
Main office:
Waltham, MA
SEC file number:
801-41541

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 29, 2026

View full firm profile

Other advisors at Commonwealth Financial Network

Showing 12 of 2,971 in the directory

View Commonwealth Financial Network firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brady Dow has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Brady Dow (Commonwealth Financial Network) - Advisor Profile