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Brendan Gates Stringer

Investment Adviser Representative at BEACON POINTE ADVISORS, LLC

Greensboro, NCCRD #6456162Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/29/2015
SIE
Securities Industry Essentials Examination
Passed 9/28/2018
Series 7
General Securities Representative Examination
Passed 6/4/2015
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 6/29/2016
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/19/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Beacon Pointe Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BEACON POINTE ADVISORS, LLCCurrent
1/30/2023Greensboro, NC
COMMONWEALTH FINANCIAL NETWORK
7/27/20185/27/2022Arlington, VA
AMERIPRISE FINANCIAL SERVICES, INC.
1/31/20176/20/2018Thornton, CO
CHARLES SCHWAB & CO., INC.
7/29/201510/19/2016Lone Tree, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brendan Gates Stringer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Brendan Gates Stringer - Financial Advisor in Greensboro, NC | AdvisorFinder